51144 PERSONAL FINANCIAL PLANNING

Year	No.	Offer	Mode	Description			Cred. Pts
01	51144 	S1  	D 	PERSONAL FINANCIAL PLANN'G	1.00

Contents


STAFFING:

Examiner: D. BEAL
Moderator: K. SIMPSON
Instructional design: C. COTTMAN

PRE-REQUISITE(S)

51111


RATIONALE:

Personal financial planning (PFP) is becoming more and more important, both to individuals and to accountants in their offering of services to the public. Governments have made it very clear that the public sector will support retirees and the unemployed to a `safety-net' standard only. In addition, people increasingly will be asked to direct their superannuation savings. Accountants especially are responding to these social changes such that PFP is becoming an integral part of accountants' practices. Accountants need to be skilled in this area as part of their professional expertise. Individuals will have more comfortable lives if they plan and manage their finances skillfully.


SYNOPSIS:

In this unit students will be exposed to the financial planning process and the legal framework and responsibilities of planners. Wealth creation will be dealt with in some detail as will superannuation. Planning for retirement, protection of property and family and social security issues are included.


OBJECTIVES:

Upon completion of this unit students should be able to:

  1. identify and discuss the process of financial planning for
    clients;
  2. understand the Australian legal framework within which
    planners operate and their legal responsibilities;
  3. describe and assess the various asset sectors available to
    Australians and their past performance;
  4. understand the operation of superannuation in Australia;
  5. plan for, identify and manipulate retirement income streams;
  6. be aware of mechanisms for the protection of assets, income
    streams, for both single individuals and families; and
  7. be aware of the chief components of the social security
    structure in Australia.

TOPICS:

 Description                                                    Weighting(%)
  1. The Financial Planning Process 10.00

  2. Legal Framework and Responsibilities of Planners 10.00

  3. Wealth Creation - Investment 20.00

  4. Wealth creation - Superannuation 20.00

  5. Retirement Income Streams 15.00

  6. Protection of Property and Family 15.00

  7. Social Security 10.00


TEXT and MATERIALS required to be PURCHASED or accessed:

Hogan, P. & Shirlow, D. (eds.) 2000, 2000/2001 Master Financial
Planning Guide
, CCH, Sydney.


STUDENT WORKLOAD REQUIREMENTS:

	ACTIVITY				HOURS
Directed Study                                	52
Private Study                                 	93
Assessments                                   	20

ASSESSMENT DETAILS:

No  *F/S Marks     Due        Description                              Wtg(%)    LBL WWW
1   S    20.00     WK 3      IN-CLASS TEST 1                                     N   N
2   S    20.00     WK 5      IN-CLASS TEST 2                                     N   N
3   S    20.00     WK 9      IN-CLASS TEST 3                                     N   N
4   S    20.00     WK 11     IN-CLASS TEST 4                                     N   N
5   S    20.00     WK 13     IN-CLASS TEST 5                                     N   N
6   S    20.00     WK 15     IN-CLASS TEST 6                                     N   N
7   S    20.00               BEST 5 OUT OF 6 IN-CLASS TESTS            20.00     N   N
8   F              16/03/01  CMA SELF-ASSESSMENT TEST 1                          N   N
9   F              23/03/01  CMA SELF-ASSESSMENT TEST 2                          N   N
10  F              30/03/01  CMA SELF-ASSESSMENT TEST 3                          N   N
11  F              30/03/01  CMA SELF-ASSESSMENT TEST 4                          N   N
12  F              06/04/01  CMA SELF-ASSESSMENT TEST 5                          N   N
13  F              13/04/01  CMA SELF-ASSESSMENT TEST 6                          N   N
14  F              04/05/01  CMA SELF-ASSESSMENT TEST 7                          N   N
15  F              11/05/01  CMA SELF-ASSESSMENT TEST 8                          N   N
16  F              18/05/01  CMA SELF-ASSESSMENT TEST 9                          N   N
17  F              25/05/01  CMA SELF-ASSESSMENT TEST 10                         N   N
18  F              25/05/01  CMA SELF-ASSESSMENT TEST 11                         N   N
19  F              01/06/01  CMA SELF-ASSESSMENT TEST 12                         N   N
20  F              01/06/01  CMA SELF-ASSESSMENT TEST 13                         N   N
21  F              08/06/01  CMA SELF-ASSESSMENT TEST 14                         N   N
22  S    20.00     21/05/01  ASSIGNMENT                                20.00     Y   N
23  S    100.00    END S1    3 HOUR FINAL EXAMINATION                  60.00     N   N

*F=Formative, S=Summative

OTHER REQUIREMENTS:

1    TO  GAIN A PASSING GRADE IN THE UNIT A STUDENT MUST: a) obtain  a
     passing mark in aggregate for the unit's assessment items, AND b)
     obtain  a passing mark in the formal exam, AND c) submit  genuine
     attempts   for  the  following  MANDATORY  item  of   assessment:
     ASSIGNMENT
1.1  Assessment  is made up as follows: a) your best five (5)  out  of
     six  (6)  IN-CLASS  TESTS will be counted as  20%  in  total.  b)
     Assignment = 20% c) Examination = 60%
2    Students  must  retain a copy of all pieces of  assessment  which
     must be produced if/when required by the lecturer.
3    LATE ASSIGNMENTS
3.1  All  assessments submitted after the due date (and  not  approved
     for  extension)  in  accordance with university  policy  will  be
     penalised 20% per working day.
3.2  If  students  submit assignments after the due date and  wish  to
     claim extenuating circumstances then they shall provide validated
     documentary   evidence  with  the  assignment,   explaining   the
     circumstances.
3.3  The  unit  examiner shall consider the statement  accompanying  a
     late assignment and decide on the outcome.
4    Assignments  not submitted in the appropriate assignment  folders
     will be deemed as not being received.
5    DISHONEST ACTIONS
5.1  Any student who is alleged to having performed a dishonest action
     relating  to  any assessment in the unit will have  a  course  of
     action   taken  against  him/her  as  outlined  in  the  Academic
     Regulations.
5.2  Pieces  of  assessment should be the work of individual students.
     Joint  pieces  of  assessment are not  permitted  unless  written
     approval has been obtained from the unit leader.
5.3  Dishonest  action in relation to assessment includes: copying  or
     attempting  to  copy the work of others; use of or attempting  to
     use  information prohibited from use in that form of  assessment;
     submitting   the  work  of  another  as  your  own;   consciously
     committing  acts  of  plagiarism, ie taking and  using  another's
     thoughts  or writings as one's own with intent to deceive,  which
     occurs   when   paragraphs,  sentences,  a  single  sentence   or
     significant  parts of a sentence which are copied  directly,  are
     not  enclosed  in quotation marks and appropriately footnoted  or
     referenced in the text .direct quotations are not used, but  text
     is  paraphrased or summarised, and the source of the material  is
     not acknowledged by footnoting or other reference in the text.
6    DEFERRED EXAMINATIONS
6.1  Deferred examinations will be granted at the Dean's discretion in
     the  case of medical or compassionate circumstances having regard
     to  item  1. If a deferred examination has been granted  students
     shall  normally sit the deferred examination in the  semester  in
     which  the  unit is next offered. If, for whatever  reason,  this
     deferred examination is not taken then the student will be graded
     `F'.
6.2  Medical  evidence  on  the  appropriate  University  of  Southern
     Queensland  medical certificate or doctor's certificate  must  be
     received  by  the Faculty Administrator no later than  twenty-one
     (21)  days after examination date. A medical certificate must  be
     dated  with the same date as the period of illness for which  the
     absence from examination is being sought and clearly indicate the
     student's  name  and, if possible, student number. (Retrospective
     medical  certificates will not be accepted for either  assignment
     work   or  examinations.)  Only  original  or  certified  medical
     certificates will be accepted.
6.3  A   student's  medical  condition  must  be  stated  clearly  (IN
     ENGLISH).   (Certificates  stating  a  student  has  a   `Medical
     Condition'  may  not  be  sufficient  grounds  for  deferment  of
     examination).  Medical evidence must cover the  student  for  the
     day(s) of the missed examination(s).
6.4  Requests must be in writing to the Faculty Administrator  clearly
     stating  the  student  name  and  number,  unit  number  of   the
     examination  missed due to illness and current address.  Deferral
     of  an  examination CANNOT be granted on an existing deferral  in
     that unit.
6.5  Requests  on  grounds  other than medical MUST  BE  supported  by
     documentation.
6.6  Students  must have submitted a genuine attempt at all  mandatory
     assessment items.
6.7  Students   who   have  a  medical  condition  or   have   genuine
     compassionate  or  work  related  problems  on  the  day  of  the
     examination  are advised to obtain documentary evidence  and  NOT
     attempt  the  examination. If a student makes an attempt  at  the
     examination,  the  assessment item will be  marked  and  a  grade
     awarded.  In  these  cases, a student cannot, after  receiving  a
     `Fail'   grade,  request  a  deferred  examination   or   special
     consideration.
7    Unit  weightings of topics should not be interpreted as  applying
     to  the  number  of  marks allocated to questions  testing  those
     topics in an examination paper. The examination may test material
     already tested in assignments.
8    Mechanised erasers are not permitted in exam venues.
9    The  examination will be restricted. Students will be allowed  to
     bring a quiet, battery-operated non-programmable calculator  into
     the   examination.  Dictionaries  are  NOT  to  be  used  in  the
     examination.
10   Students  should also refer to the Faculty of Commerce `Guide  to
     Policies  and Procedures' section of the University  Handbook  or
     Information  Bulletin  for  further  information  on  the   above
     matters.

This information is accurate as at 15/01/02